Regulatory & Disciplinary Proceedings

The procedural and disciplinary processes relating to the regulation of professionals has harmonised in recent years. Regulations proscribing principles and ethics are contained within Codes of Conduct to which every professional must adhere.  Regulators are now far more likely to encroach upon personal issues inside the professional sphere. Professionals are often required to justify their conduct in writing, may be asked to attend formal or informal meetings and, in some instances, may be required to defend their conduct or actions before a disciplinary tribunal. Extensive knowledge of disciplinary rules and processes, and experience in the appropriate tone and content for the preparation of written representations can make all the difference. Our team will be dedicated to your case and offer the skill and experience to guide you through this difficult process.  The firm has extensive experience in dealing with matters investigated by the Solicitors Regulation Authority (including prosecutions before the Solicitors Disciplinary Tribunal), the General Medical Council, the General Dental Council and virtually every other professional regulator. Because of our expertise in privacy, we are also almost uniquely placed to handle publicity issues arising out of regulatory investigations and prosecutions.

• Company investigations and director disqualification proceedings
• Dental Professionals and GDC proceedings
• FCA Regulation and financial services
• Doctors and GMC proceedings
• Health and care professionals and HCPC proceedings
• Solicitors Regulation Authority and Solicitors Disciplinary Tribunal Proceedings
• Trading standards Investigations and Proceedings

Contact our specialist solicitors

To arrange a preliminary consultation with one of our regulatory solicitors in London, or to find out how we can support you, please send us an email, complete our online enquiry form or call us on 020 3733 1552.

Reviews and testimonials

Brilliant boutique firm – dedicated and they get brilliant results – Legal 500, 2024

‘Unmatchable service and value for clients’ – Legal 500, 2023

‘Brilliant’ – Legal 500, 2022

‘Dedicated and relentless’ – Legal 500, 2021