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12.09.19

A Guide to Disciplinary and Regulatory Proceedings

This guide is intended to assist professional persons by providing an overview of how disciplinary proceedings usually work. It is designed to provide simple outline but all professional regulators operate under their own regulatory code and their powers are derived from statute unique to the particular profession. For example, the Solicitors Regulation Authority derives its…

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13.02.18

‘Zombie’ solicitor allowed to remain in profession despite finding of dishonesty

A Solicitor who had received the “South West Young Dealmaker of the Year” award in 2014 has been allowed to remain in practice despite the Solicitors Disciplinary Tribunal (SDT) finding that he had acted dishonestly. Misleading emails Peter Naylor, aged 31 at the time of the misconduct which occurred between March and August 2014, was…

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26.09.16

DLA Piper partner fined for offensive email exchange with Premier League client

Nicholas West, partner of international law firm DLA Piper, has been find £15,000 by the Solicitors’ Disciplinary Tribunal (‘SDT’) for engaging in lewd and offensive emails with a representative of his client, the Premier League, in a case in which the line had been blurred between the solicitor and client’s and social relationships. Mr West’s conduct came…

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Legal Disclaimer

Articles are intended as an introduction to the topic and do not constitute legal advice.